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OSCAL Assessment Results Layer: Plan of Action and Milestones (POA&M) Model

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Purpose

The OSCAL Plan of Action and Milestones (POA&M) model defines the information contained within a POA&M.

Authors and Consumers

POA&M Authors

System Information System Security Officers (ISSOs)

ISSOs use a POA&M to identify risks to the system and track remediation activities on behalf of the system owner.

POA&M Consumers

System Owners, Authorizing Officials, Continuous Monitoring Practitioners, Customers

System owners consume the POA&M to understand the risk posture of their system, and ensure remediation activities are occurring as planned.

Authorizing officials consume the POA&M in the adjudication of a system as part of approving an authorization to operate, and periodically to ensure the system continues to operate in a secure manner.

Continuous monitoring practitioners consume the POA&M as part of monitoring the system's security posture.

POA&M Organization

An OSCAL profile is organized as follows:

  • Metadata: Metadata syntax is identical and required in all OSCAL models. It includes information such as the file's title, publication version, publication date, and OSCAL version. Metadata is also used to define roles, parties (people, teams and organizations), and locations.
  • Import SSP: Identifies the OSCAL-based SSP of the system being assessed. Several pieces of information about a system that normally appear in the POA&M are now referenced via this import statement.
  • System Identifier: Intended when a POA&M is not delivered with an SSP, this allows a continuous monitoring organization to uniquely identify the system associated with this POA&M.
  • Local Definitions: Allows for the local definition of components and inventory items within the POA&M when they reference items not found in the associated SSP, such as the discovery of undocumented hosts, and a citation of the scanning tool used to identify a vulnerability.
  • Risk: Identifies individual risks, including weakness description, risk statement, and other risk characteristics. Risk deviations, such as false positive identification, risk adjustments and risk acceptance (operational requirement) are also identified as part of the risk itself.
  • POA&M Items: Enumerates each individual POA&M item. Each entry includes the risk information, plan for remediation, and status. Where applicable, deviation information is also included.
  • Back Matter: Back matter syntax is identical in all OSCAL models. It is used for attachments, citations, and embedded content such as graphics.
A diagram of the plan of actions and milestones model. As described in the text, within the larger plan of actions and milestones model box, it shows a metadata at the top, followed by an import SSP box, objectives box, assessment subject box, assessment assets box, assessment activities box, and finally a back matter box.

Key Concepts

The OSCAL Plan of Action and Milestones (POA&M) model is part of the OSCAL Results Layer. It defines structured, machine-readable XML, JSON, and YAML representations of the information contained within a POA&M.

This model is used by anyone responsible for tracking and reporting compliance issues or risks identified for a system, typically on behalf of a system owner.

This model supports details typically associated with a POA&M, including source of discovery, risk description and recommendations, remediation planning/tracking, and disposition status. It also supports deviations, such as false positive (FP), risk acceptance, and risk adjustments (RA).

An OSCAL POA&M is always defined in the context of a specific system. It must either be associated with an OSCAL System Security Plan (SSP), or reference a system by unique identifier.

The current version of this model was created based on the information requirements of a FedRAMP POA&M.

It was designed to use identical syntax to the assessment results model, for overlapping assemblies (results: observations and risks), which allows easy transfer of identified risks for an assessment report to a POA&M.

The figure below expresses represents the portion of the OSCAL stack as it relates to an OSCAL POA&M. A diagram representing the OSCAL stack from a system security plan's perspective.

Important Note to Developers

Every time the content of an OSCAL file changes, the following must also change:

  • A new UUID value must be generated and assigned to the root element's uuid.
  • The last-modified field in metadata must be assigned with the date and time at the moment the file is saved with the modified content.

These are two mechanisms by which tools can quickly "know" if a file has changed since it was last encountered. This document level UUID is the only UUID in OSCAL associated with version control.

When converting between formats, such as XML to JSON, these values should remain the same. This enables tools to know the content within the two formats is equivalent.

This section contains the following topics:

This page was last updated on December 22, 2020.