Table 2 - TEs Requiring Functional Testing ============================================ TEs Requiring Module Functional Test ____________________________________ TEs in this category require the tester to exercise and manipulate the module to test its functionality. To do this, testers rely on various pieces of evidence that include logfile names, screenshots, or remote testing/video observation. In essence, the tester must directly see and interact with the module to ensure that it functions in the way specified by the vendor. **TE09.03.02** is an example of this category. It states: “For each [Sensitive Security Parameter (SSP)] that can be entered, the tester shall first enter the SSP while assuming the correct entity. The tester shall then verify that entry is not possible when assuming an incorrect entity” :ref:`[3] `. To fulfill this TE, the tester must assume specific entities and use the module as those assumed roles, testing that the module correctly identifies roles and grants only the appropriate SSP entry service to each entity. This category of TEs is the hardest to automate; however, we may address the work surrounding functional testing. Automation opportunities may be found in how the lab collects and prepares the test evidence (e.g., log files) from functional testing. **Table 2** below lists all TEs that require Functional Testing. .. table:: Table 2 - TEs Requiring Functional Testing +-------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+-------------------------------------------------------------------------------------------------------------+ | FIPS 140-3 Section Name | TEs for SL 1-4 | TEs for SL 2-4 | TEs for SL 3-4 | TEs for SL 4 | +=====================================+================================================================================================================================================================================================================================================================================================================================================================================================+============================================================================================================================================================================================================================================================================================================================================================================================================================================================+============================================================================================================================================================================================================================================================================================================+=============================================================================================================+ | General | N/A | | | | +-------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+-------------------------------------------------------------------------------------------------------------+ | Module Specification | TE02.10.01 (or SC-TE), TE02.12.01, TE02.13.03, TE02.15.03, TE02.15.05, TE02.16.04, TE02.17.02, TE02.17.04, TE02.19.02, TE02.22.02, TE02.24.02, TE02.26.03, TE02.26.04, TE02.26.05, TE02.28.01, TE02.28.02, TE02.30.02 | None | None | None | +-------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+-------------------------------------------------------------------------------------------------------------+ | Module Interfaces | TE03.01.04, TE03.02.01, TE03.05.01, TE03.05.02, TE03.06.01, TE03.06.02, TE03.07.02, TE03.07.04, TE03.07.08, TE03.08.01, TE03.08.02, TE03.09.02, TE03.10.02, TE03.10.04, TE03.11.01, TE03.11.03, TE03.13.02, TE03.14.03, TE03.15.02, TE03.15.03, TE03.15.04, TE03.15.06, | None | TE03.16.01 (or SC-TE), TE03.18.01, TE03.18.02, TE03.19.02, TE03.19.04, TE03.20.01, TE03.21.01, | TE03.22.01 | +-------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+-------------------------------------------------------------------------------------------------------------+ | Roles, Services, and Authentication | TE04.02.02, TE04.02.03, TE04.07.03, TE04.11.02, TE04.13.01, TE04.13.03, TE04.14.02, TE04.15.01, TE04.18.01, TE04.19.02, TE04.19.03, TE04.20.01, TE04.20.03, TE04.21.02, TE04.22.02, TE04.23.01, TE04.25.02, TE04.25.03, TE04.28.01, TE04.29.01, TE04.32.01, TE04.33.01, TE04.34.01, TE04.35.02, TE04.43.02, TE04.44.02, TE04.56.02 (L1 only) | | TE04.37.02, TE04.38.02, | TE04.39.02, TE04.39.03, TE04.39.04, TE04.42.03, TE04.42.04, | TE04.59.01 | | | | | TE04.45.02, TE04.45.03, TE04.52.01, TE04.53.01 | | | | | | | (L2 only) | | | | | | | | | | | | TE04.54.02, TE04.54.03, TE04.55.02 | | | +-------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+-------------------------------------------------------------------------------------------------------------+ | Software/Firmware Security | TE05.05.05, TE05.05.07, TE05.06.02, TE05.06.03, TE05.06.04, TE05.06.06, TE05.07.01, TE05.08.01, TE05.08.02, TE05.11.01, TE05.11.02, TE05.12.02, TE05.13.01, TE05.13.02, TE05.13.03, TE05.13.04, TE05.13.05, TE05.13.06, TE05.13.08, | TE05.15.01, TE05.15.02, TE05.16.03, TE05.17.02 | TE05.20.01, TE05.23.01 | none | +-------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+-------------------------------------------------------------------------------------------------------------+ | Operational Environment | TE06.05.01, TE06.05.02, TE06.05.03, TE06.06.01, TE06.06.02, TE06.08.01, TE06.08.02, TE06.08.03, | The following TEs are for L2 only: | None | None | | | | TE06.09.02, TE06.09.03, TE06.10.01, TE06.10.02, TE06.10.03, TE06.11.01, TE06.11.02, TE06.11.03, TE06.12.01, TE06.12.02, TE06.12.03, TE06.13.01, TE06.13.02, TE06.13.03, TE06.14.01, TE06.14.02, TE06.14.03, TE06.15.01, TE06.15.02, TE06.15.03, TE06.17.01, TE06.17.02, TE06.17.03, TE06.18.01, TE06.18.02, TE06.18.03, TE06.24.01, TE06.25.01, TE06.25.02, TE06.26.01, TE06.26.02, TE06.27.01, TE06.27.02, TE06.28.01, TE06.28.02, TE06.28.03, TE06.28.04 | | | +-------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+-------------------------------------------------------------------------------------------------------------+ | Physical Security | TE07.01.02, TE07.10.02, TE07.11.02, TE07.13.01, TE07.15.01, TE07.37.01, TE07.43.01, TE07.60.01, | TE07.19.01, TE07.20.01, TE07.35.01, TE07.44.01, TE07.45.01, TE07.45.02, TE07.46.01, TE07.47.01, TE07.47.02, TE07.48.01, TE07.48.02, TE07.62.01, TE07.63.01, | TE07.25.01, TE07.26.01, TE07.27.01, TE07.37.03, TE07.39.03, TE07.39.04, TE07.39.05, TE07.39.06, TE07.50.02, TE07.50.03, TE07.51.04, TE07.51.05, TE07.51.06, TE07.51.08, TE07.51.09, TE07.65.04, TE07.65.05, TE07.65.06, TE07.65.08, TE07.65.09, TE07.77.01, TE07.77.02, TE07.77.03, TE07.81.01, TE07.81.02 | TE07.32.01, TE07.41.01, TE07.41.02, TE07.42.02, TE07.53.01, TE07.55.01, TE07.58.01, TE07.67.01, TE07.71.02, | +-------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+-------------------------------------------------------------------------------------------------------------+ | Non-Invasive Security | N/A | | | | +-------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+-------------------------------------------------------------------------------------------------------------+ | SSP Management | TE09.01.02, TE09.01.03, TE09.02.02, TE09.03.02, TE09.03.03, TE09.13.03, TE09.14.02, TE09.16.03, TE09.18.01, TE09.18.02, TE09.21.02, TE09.21.03, TE09.21.04, TE09.22.01, TE09.24.02, TE09.25.02, TE09.27.02, TE09.28.02, TE09.28.03, TE09.28.04, TE09.33.02, TE09.36.02, TE09.37.02 | None | None | None | +-------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+-------------------------------------------------------------------------------------------------------------+ | Self-Tests | TE10.07.03, TE10.07.04, TE10.07.05, TE10.08.03, TE10.09.03, TE10.10.01, TE10.10.02, TE10.11.01, TE10.15.01, TE10.15.02, TE10.21.01, TE10.21.02, TE10.21.03, TE10.21.04, TE10.22.01, TE10.22.04, TE10.25.02, TE10.27.01, TE10.28.02, TE10.34.03, TE10.35.04, TE10.37.05, TE10.37.06, TE10.37.09, TE10.46.03, TE10.46.04, TE10.48.01, TE10.48.03, TE10.49.01, TE10.49.03, TE10.53.02, TE10.53.03 | | TE10.12.03, TE10.12.04, TE10.12.05, TE10.54.01 | | +-------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+-------------------------------------------------------------------------------------------------------------+ | Life-Cycle Assurance | TE11.08.06, TE11.08.09, TE11.11.01, TE11.13.02, TE11.32.02 | | | TE11.28.02, TE11.28.03,TE11.28.04 | +-------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+-------------------------------------------------------------------------------------------------------------+ | Mitigation of Other Attacks | N/A | | | | +-------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+-------------------------------------------------------------------------------------------------------------+